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Guidehouse
New York
**Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do:** Guidehouse has a very aggressive growth strategy for its Financial Crimes, Fraud and Investigations (FFI) practice, and now seeks to expand its leadership team by recruiting a strong business build
Job Source: GuidehouseConfidential
New York, NY, United States
Head of AML About the Company Accomplished brokerage firm Industry Financial Services Type Privately Held About the Role The Head of AML will be responsible for supporting the department's preparation of regulatory examinations and identify potential compliance gaps across various divisions to ensure increased operational efficiency. Travel Perce
Job Source: ConfidentialCiti
Jersey City, NJ, United States
Director, AML Compliance for US Personal Bank, Cards - Issuing and Acquiring (Hybrid) Director, AML Compliance for US Personal Bank, Cards - Issuing and Acquiring (Hybrid) Citi Jersey City, United States Director, AML Compliance for US Personal Bank, Cards - Issuing and Acquiring (Hybrid) Citi Jersey City, United States Posted 2
Job Source: CitiInsight Global
New York
Job Description In this role, you will play a critical role in ensuring the effectiveness of our client's AML and sanctions compliance program through rigorous internal audit activities. You will be responsible for developing and executing risk-based audit plans, testing key AML/sanctions controls, and providing recommendations to strengthen the ov
Job Source: Insight GlobalResorts World New York
Saddle Brook, NJ, United States
Position Overview: The AML Compliance Coordinator is responsible for supporting the compliance department and specialists by performing administrative duties. Essential Duties Must be able to perform AML duties assigned in an efficient and accurate manner on a daily basis Must be able to follow rules and regulations to the letter Prepares daily
Job Source: Resorts World New YorkCapco, a Wipro Company
New York, NY, United States
About the team: Capco’s Data & Analytics Team helps our clients transform every aspect of their business. We are highly skilled at formulating data and analytics strategy, defining business and technology initiatives across the data management lifecycle, and aligning multi-year strategic roadmaps with client’s business goals. As digital technologi
Job Source: Capco, a Wipro CompanyIndustrial and Commerce Bank Of China USA NA
New York
Job Description Job Description JOB DESCRIPTION Job Title: AML Analyst (Contractor) Department: Legal & Compliance Classification: Non-Exempt Reports to: AML Manager *This is a 3 months contract position Summary/Objective: The AML Analyst is responsible for reviewing customer activities and identifying unusual or suspicious t
Job Source: Industrial and Commerce Bank Of China USA NAACE Money Transfer
New York
Job Description Job Description Job Description As the Head of AML and Compliance, you will be responsible for ensuring that our company complies with all relevant regulatory requirements and internal policies related to money laundering, terrorist financing, and other financial crimes. You will handle all regulatory matters, front correspondenc
Job Source: ACE Money TransferNew York, NY, United States
Direct message the job poster from Larson Maddox
Lead Regulatory Compliance Specialist at Larson Maddox Director of AML – Broker Dealer
Our client, a global Banking groups, is looking to hire an experienced AML professional at a Director level to provide specialist AML advice and guidance to senior leaders and key members of the firms substantial Capital Markets and Broker Dealer business arms. The firm are one of the world’s largest banking groups whose Capital Markets business to go from strength to strength as they have acquired several new business lines from competitors. The Broker Dealer business in particular has been identified as a key growth area of the firm as such advising on AML and Financial Crime requirements on new business expansion will be a key part of the incumbent’s remit.
This is second line position will report directly into the US Head of AML.
The Director of AML will be responsible for…
Serving as one the key points of contact for Regulators and key internal leaders in the global Capital Markets and Broker Dealer Businesses
Identifying BSA and AML issues and subsequent remediation
Providing proactive AML oversight and advice to Capital Markets and Broker Dealer businesses to include Investigations, Suspicious Activity, Transaction Monitoring, EDD, Patriot Act, OFAC and other relevant regulations.
Sitting on the New Business Committee, provide specialist AML advice for new business initiatives and products
Providing cross border AML advice
The Director of AML should have the following qualifications…
Minimum of 8+ years of relevant AML experience gained in a large Banking institution and ideally, its Broker Dealer arm
Strong working knowledge of the AML regulations governing the Broker Dealer and Capital Markets space
knowledge of complex offences such Insider Trading
Exceptional communication skills
Seniority level Seniority level Director
Employment type Employment type Full-time
Job function Job function Legal and Finance
Industries Banking, Investment Management, and Capital Markets
Referrals increase your chances of interviewing at Larson Maddox by 2x
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Director of AML jobs in New York, NY, United States
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