Compliance Analyst
, NY, United States
Rutherford are partnered with a rapidly expanding global multi-strategy hedge fund ($55bn+ AuM) that are looking to hire into their NY compliance team.
Main Responsibilities
Key responsibilities for this position will include, but are not limited to:
Providing regulatory advice to the investment and trading teams
Assist with researching new compliance rules and implementing policy updates
Design and develop compliance monitoring reports
Trade surveillance, monitoring and testing
Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings
Support the Chief Compliance Officer with compliance program initiatives
Your Profile
1 - 3 years of previous compliance experience at a hedge fund or investment bank is essential
Strong understand of the US regulatory landscape
A strong analytical ability and experience manages numerous projects concurrently
Ability to work independently and excel in a high intensity environment
A bachelor’s degree or higher is required from a top tier university
Benefits
Competitive compensation commensurate with level of experience.
Comprehensive benefits package including medical, dental, vision, 401(k), insurance etc.
#J-18808-Ljbffr