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Compliance Analyst

, NY, United States

Rutherford are partnered with a rapidly expanding global multi-strategy hedge fund ($55bn+ AuM) that are looking to hire into their NY compliance team.

Main Responsibilities

Key responsibilities for this position will include, but are not limited to:

Providing regulatory advice to the investment and trading teams

Assist with researching new compliance rules and implementing policy updates

Design and develop compliance monitoring reports

Trade surveillance, monitoring and testing

Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings

Support the Chief Compliance Officer with compliance program initiatives

Your Profile

1 - 3 years of previous compliance experience at a hedge fund or investment bank is essential

Strong understand of the US regulatory landscape

A strong analytical ability and experience manages numerous projects concurrently

Ability to work independently and excel in a high intensity environment

A bachelor’s degree or higher is required from a top tier university

Benefits

Competitive compensation commensurate with level of experience.

Comprehensive benefits package including medical, dental, vision, 401(k), insurance etc.

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